The MEDIATION study has reviewed existing
literature examples that have applied Multi-
Criteria Analysis to adaptation.
The review has found several relevant
applications. This includes application at the
national level, for early programmatic analysis of
adaptation as part of national strategy
development (see case study box below).
It also includes the application of MCA to
complement economic appraisal of adaptation at
the project level (e.g. EA, 2009), to allow the
analysis of a broader set of criteria, particularly
environmental and social aspects.
Box
1. MCA for Adaptation in the NetherlandsAn
example of a multi criteria analysis for adaptation in the Netherlands
is summarised, based on De Bruin et al. (2009) and Van Ierland et al.
(2007).
The analysis started with a typical
climate change scenario developed by the Royal Netherlands
Meteorological Institute for the period up to 2050 (KNMI, 2006).
Adaptation options were identified in workshops for different sectors,
namely agriculture, nature, water, energy & transport, housing
& infrastructure, health, and recreation and tourism. Experts
on spatial planning and adaptation to climate change as well as public
and private stakeholders were involved in the identification and
ranking of the adaptation options, including representatives from
different research institutes, NGOs, universities and Ministries.
The
next step was to score and weight these adaptation options. The options
(see Table 3 for examples for the agricultural sector) were given
scores with respect to the following priority criteria (See Table 4):
- the
importance of the option in terms of the expected gross benefits that
can be obtained;
- the urgency of the option,
reflecting the need to act soon and not later;
- the
no-regret characteristics of the option (it is good to implement,
irrespective of climate change);
- the co-benefits to
other sectors and domains; and
- the effect on
climate change mitigation (for instance through changes in land-use
that reduce emissions of greenhouse gases as a side effect).
In
defining the criteria we aimed at selecting them as such that they are
complete (all relevant criteria have been included), operational (each
option can be judged against each criterion), mutually independent
(options are independent of each other from one criterion to the next),
contain no double counting and are consistent with effects occurring
over time (Dodgson et al., 2000; Keeney and Raiffa, 1976). However, not
all criteria are completely mutually exclusive, the no-regret and
cobenefit criteria are closely related to each other. The scoring is
based on subjective expert judgement and has been discussed in a
workshop with external experts to validate the scores. We have invited
experts with a broad overview of the problem of adaptation to make the
ranking because the adaptation options cover many different aspects and
sectors of society, and the ranking requires the capability to compare
the various options across these sectors. Specialized stakeholders
representing a specific sector would not be able to make this
comparison across sectors, but of course they were valuable in
identifying adaptation options relevant to their sector.
Table 3. Examples
of adaptation options for the agricultural sector (based on literature
survey and stakeholder consultation).
The
importance (i.e. effectiveness in avoiding damages) of an option
reflects the level of necessity to implement the option so as to avoid
negative impacts. These options can reduce major damages related to
climate change. In principle they generate substantial gross benefits
(avoided damages), though potentially at high costs.
The
urgency of the option relates to the need of implementing the
adaptation option immediately or whether it is possible to defer action
to a later point in time. Investments with a long lead time, or
investments that have a long life time and conservation of the current
situation require early action, and therefore potentially a long delay
before implementing the option will make it redundant, much more costly
or even impossible. Note that a high score on urgency does not
necessarily imply that the option deserves a very high final ranking.
It only indicates that postponing action may result in higher costs or
irreversible damage.
Table 4. The top
ten options for the Netherlands based on ranking with criteria
weighting for importance, urgency, no regret, co-benefits and
mitigation effect – high scores indicate high priority
Note:
high scores indicate high priority to implement the option. Weighted
sum of scores for other options are given in Table 6 of De
Bruin et al. (2009)
In assessing the
economic characteristics of various adaptation options a distinction is
made between no-regret options and options with co-benefits. No-regret
options are the adaptation options for which non-climate related
benefits, such as improved air quality, will exceed the costs of
implementation; hence they will be beneficial irrespective of future
climate change taking place.
The United Kingdom
Climate Impacts Programme (Willows and Connell, 2003) has defined
no-regret adaptation options (or measures) as: “options (or
measures) that would be justified under all plausible future scenarios,
including the absence of human-induced climate change”. A
no-regret option could be one that is worthwhile, in that it would
yield economic and environmental benefits which exceed its cost, and
will continue to be worthwhile, irrespective of any benefits of avoided
climate damages.
Options that score high on the
criterion co-benefit are specifically designed to reduce climatechange
related vulnerability while also producing corollary benefits that are
not related to climate change (Abramovitz et al., 2002). Co-benefits
thus concern external effects which have a positive impact on policy
goals unrelated to climate change policy (Metroeconomica, 2004).
Finally,
the options were scored according to their effect on mitigation.
Certain adaptation options also induce a reduction of greenhouse gas
emissions, and thus score very high on mitigation effect (i.e. are
strengthening mitigation policies), while other adaptation options
actually increase greenhouse gas emissions. Scores were attached for
each of the options and for each of the criteria, ranging from 1-5,
indicating very low priority (1) to very high priority (5).
To
assess the political feasibility of the adaptation options, the options
were also ranked according to their complexity, for three categories of
complexity: (i) Technical, (ii) Social and (iii) Institutional
complexity. This results in a ranking for complexity, which enables
policymakers to consider the complications that may arise in the
implementation of the adaptation options (See Table 5).
Table 5. Top 10 of
complex options: Scoring and ranking of adaptation options regarding
feasibility – high scores indicate highest complexity.
Note:
high scores indicate high complexity to implement the option, i.e. low
feasibility. Weighted sum of scores on complexity for other options are
given in Table 6 of De Bruin et al. (2009)